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This article primarily consists of disclaimers, regulatory information, and risk warnings related to investments in the securities market, specifically pertaining to the services offered by Upstox (RKSV Securities India Private Limited and its associates). It provides crucial information for potential and existing investors, emphasizing the inherent risks involved in securities trading and the importance of due diligence before making any investment decisions. The article opens with the SEBI registration details for Upstox Securities Pvt. Ltd. and RKSV Commodities India Pvt. Ltd., including their TM codes, CIN numbers, and contact information for compliance officers. This information is essential for transparency and allows investors to verify the legitimacy and regulatory standing of the brokerage firm. It underscores Upstox's adherence to regulatory requirements and its commitment to providing accurate and accessible information to its clients. Further, the article mandates the procedure to file a complaint on SEBI SCORES, including the need to register on the portal and furnish mandatory details, emphasizing the system's effectiveness in communication and speedy grievance resolution. This section is vital for investor protection as it provides a clear avenue for addressing any concerns or disputes that may arise during their investment journey. The inclusion of this information promotes a fair and transparent investment environment. Following this, the article presents a disclaimer regarding the risks associated with investing in the securities market. It explicitly states that investments are subject to market risks and urges investors to carefully read all related documents before investing. This disclaimer serves as a critical reminder to investors to exercise caution and consider their individual risk tolerance before engaging in securities trading. It highlights the potential for financial losses and the importance of conducting thorough research and seeking professional advice when necessary. The article also addresses the specific risks associated with derivatives trading, particularly equity Futures and Options. It reveals that a significant majority of individual traders in this segment incurred net losses and that loss makers expended a substantial portion of their losses as transaction costs. This information serves as a stark warning to investors about the complexity and high-risk nature of derivatives trading. It highlights the potential for significant financial losses and the importance of having a thorough understanding of the product and its associated risks before participating in this market. Furthermore, the article provides disclaimers related to mutual funds, emphasizing that top-rated funds do not constitute financial advice and that Upstox shall not accept any liability arising from investor investments. This disclaimer reinforces the importance of independent decision-making and highlights the limitations of relying solely on fund ratings or recommendations. It urges investors to read the offer documents carefully before investing and to consider their individual financial goals and risk tolerance. The article includes a cautionary note regarding unauthorized collective investment schemes and portfolio management, advising investors to abstain from dealing in such schemes. It also cautions against sharing trading credentials, trading in leveraged products without proper understanding, and dealing in unsolicited tips. This section aims to protect investors from fraudulent schemes and risky investment practices. It underscores the importance of maintaining control over one's trading account and making informed investment decisions based on sound financial principles. The advisory guidelines for investors, as prescribed by the Exchange, emphasizes investor awareness and safeguarding client's assets. The inclusion of these guidelines reinforces the importance of investor education and the need for investors to be aware of their rights and responsibilities. It also highlights the role of the Exchange in promoting investor protection and maintaining a fair and transparent market. The final section highlights the advisory prescribed by the Exchange with reference to KYC updation, emphasizing the importance of updating mandatory KYC fields. This is a reminder of the necessity to meet regulatory requirements and is in line with investor awareness.